| Exchange Hours | Website |
|---|---|
| 9:30 - 15:59 ET | swandefinedriskfunds.com |
| Fund | Symbol | Initial Investment Minimum1 |
Advisor Initial Minimum1 |
Investment Type |
Load Type |
Share Class |
Transaction Fee |
|---|---|---|---|---|---|---|---|
| SWAN DEFINED RISK A | SDRAX | USD 2,500 | USD 0 | N/A | Front-End Load | CLASS A | No |
| SWAN DEFINED RISK I | SDRIX | USD 100,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| SWAN DEFINED RISK EMERGING MARKETS A | SDFAX | USD 2,500 | USD 0 | N/A | Front-End Load | CLASS A | No |
| SWAN DEFINED RISK EMERGING MARKETS I | SDFIX | USD 100,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| SWAN DEFINED RISK US SMALL CAP I | SDCIX | USD 100,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| SWAN DEFINED RISK FOREIGN DEVELOPED I | SDJIX | USD 100,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| SWAN DEFINED RISK US SMALL CAP A | SDCAX | USD 2,500 | USD 0 | N/A | Front-End Load | CLASS A | No |
| SWAN DEFINED RISK FOREIGN DEVELOPED A | SDJAX | USD 2,500 | USD 0 | N/A | Front-End Load | CLASS A | No |
| SWAN DEFINED RISK GROWTH A | SDAAX | USD 2,500 | USD 0 | N/A | Front-End Load | CLASS A | No |
| SWAN DEFINED RISK GROWTH I | SDAIX | USD 100,000 | USD 0 | N/A | No Load | CLASS I | Yes |
Notes: